What You Must Know About Caldwell Investment Management


June 29, 2020

(3 min read)

Caldwell Investment Management Ltd. is a reputable investment management and advisory services firm serving  Canadian retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations, and private accounts. The firm is a wholly-owned subsidiary of Caldwell Financial Ltd, a majority employee-owned firm.

Caldwell designs and originates investment vehicles for a wide range of client needs as they focus on predictable results. Their portfolio and risk management services include discretionary investment management and asset allocation. Moreover, their disciplined investment management and advisory services include risk management and asset allocation services tailored to clients’ investment mandates, including performance reporting.

They are registered with the Ontario Securiti

es Commission, its principal regulator. Caldwell is also a portfolio manager and investment fund manager, and is registered in other provinces where it does business. Furthermore, the firm takes great pride in having a team with integrity and depth of skill and knowledge.They work at successfully preserving and building wealth, guided by a few simple principles:

  • Investing is a marathon, not a 100-yard dash.
  • Time in the market is more important than market timing.
  • Quell emotions before making investment decisions.
  • Challenging economic times can lead to profitable investing opportunities.
  • Invest only in quality.
  • Never borrow to invest.
  • Invest steadily and regularly over time.
  • Your most important decision is to choose an investment Advisor who puts you first. At Caldwell, this is our highest priority.

Mr. Thomas S. Caldwell built Caldwell Investment in 1990. Mr. Caldwell has been actively involved in the investment industry since graduating from McGill University in 1965. He is Chairman of Caldwell Financial Ltd., a diversified investment company with subsidiary organizations providing investment management, brokerage and insurance services to a broad spectrum of investors throughout North America and around the world. In 2014, Mr. Caldwell was inducted into the IIAC Investment Industry Hall of Fame.

Mr. Caldwell manages the investment pools he is responsible for on a value/strategic overview basis. Caldwell Financial Ltd., and its affiliated companies and investment pools, were the second-largest owners of the New York Stock Exchange prior to the NYSE’s demutualization.

Throughout his career, Mr. Caldwell has been actively involved in addressing social and community needs. He was awarded Her Majesty’s Golden Jubilee Medal in 2002 for his activities on behalf of Canadian Veterans. In 2003 he was appointed a Member of the Order of Canada for his work in assisting those in need as well as contributing to institutions working to better the lives of others. In 2012, he received Her Majesty’s Diamond Jubilee Medal for his efforts on behalf of the disadvantaged.

For more updates, watch their videos of their YouTube channel.

(Disclaimer : We are not associated with Caldwell Investment Management)